The Role of Self-Regulatory Organizations in U.S. Markets: Examining FINRA and the MSRB

Mr. Onnig Dombalagian

Professor of Law, Tulane University School of Law

Mr. Mike Nicholas

Chief Executive Officer, Bond Dealers of America

Ms. Valerie Mirko

Partner & Leader of Securities Regulation and Litigation, Armstrong Teasdale LLP

Ms. Jennifer Shaw

Executive Director, Public Investors Advocate Bar Association